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Sumitomo Metal Mining

5713.TMEDIUMScore: 52

Battery Materials / Cathode · Weight: 8%· Data as of 2026-05-07

Also in:EV
¥9,532+1.16%
6-month daily

Investment Thesis

Sole Japanese NCA cathode source at scale, directly in Panasonic→Tesla chain. Panasonic-SMM nickel recycling JV (Mar 2025) deepens relationship — targeting 20% recycled content by 2027. Capacity tripling: 60K→180K tonnes/yr by 2031 ($424M invested). FY2026 NI forecast raised to ¥140B (consensus ¥88.6B) on copper/gold price tailwinds. US/Europe NCA demand intact as LFP remains China-centric (83% of LFP deployment in China 2025).

Risk

ANTI-PATTERN FLAGS: (AP01) FY NI near-record ¥140B driven by metals prices not structural NCA growth — peak earnings risk. (AP02) SMM expanding NCA capacity 3x by 2031 + Chinese HPAL expansion simultaneously — overcapacity risk 2028+. Nickel surplus 256K tonnes forecast 2026. LFP gaining global share (50% new EV capacity 2025). OP margin 5.0% = highly leveraged to commodity prices.

Monitoring Trigger

Watch: (1) LME nickel price vs $13,000/t floor — below triggers smelting segment losses. (2) Tesla Q-filing for cell chemistry mix — NCA vs LFP decision for US Gigafactories. (3) May 11 2026 full-year earnings: FY2027 guidance vs ¥140B NI level. (4) Chinese HPAL competitor capex announcements Q3 2026.

Key Dates

2026-05-11earningsSumitomo Metal Mining FY2026 full-year results (FY ends March 2026). Critical: FY2027 guidance vs ¥140B NI baseline.
2026-06-30rebalanceSemiannual portfolio rebalance
2026-09monitoringLME nickel price trend vs 256K tonne surplus forecast. Watch Tesla Q3 2026 battery commentary for NCA/LFP mix decision.
2027-03catalystNiihama NCA cathode expansion Phase 2 completion checkpoint (120K→180K tonnes/yr target 2031).

Key Metrics

28.63
PE
19.76
Fwd PE
1.28
P/B
5.0%
ROE
5.0%
Op Margin
30%
D/E
2.4%
Div Yield
+¥87B
FCF
¥2.70T
Mkt Cap

Business Segments

SegmentRevenueShareDescription
Smelting & Refining¥900B55%Copper, nickel, cobalt refining
Mineral Resources¥430B26%Gold, copper mines
Materials¥320B19%NCA cathode, nickel chemicals

Supply Chain Evidence

EvidenceCustomerProductDetail
confirmedPanasonic EnergyNCA cathode active materialLong-term supply + joint recycling JV (Mar 2025)
confirmedTesla (via Panasonic)NCA cathode for 2170/4680 cellsPanasonic cells for Tesla use SMM NCA

Primary IR Documentation

Values and insights cited from official company IR releases (earnings, 決算短信, MoUs, presentations).

Sources & References